Predictive Value of Plasma NGAL:Hepcidin-25 for Major Adverse Kidney Events After Cardiac Surgery with Cardiopulmonary Bypass: A Pilot Study
2021; 41(4): 357-365
Ann Lab Med 2021; 41(1): 1-15
Published online January 1, 2021 https://doi.org/10.3343/alm.2021.41.1.1
Copyright © Korean Society for Laboratory Medicine.
1Medical Faculty, University Clinic for Cardiology and Angiology, Otto-von-Guericke-University Magdeburg, Magdeburg, Germany; 2Diaverum Renal Services, MVZ Potsdam, Potsdam, Germany; 3Medical Faculty, Otto-von-Guericke University Magdeburg, Magdeburg, Germany; 4Department of Nephrology and Endocrinology, Klinikum Ernst von Bergmann, Potsdam, Germany; 5Department of Medical Biometry and Epidemiology, University Medical Center Hamburg-Eppendorf, Germany; 6Department of Cardiology, Immanuel Diakonie Bernau, Heart Center Brandenburg, Brandenburg Medical School Theodor Fontane (MHB), Germany; 7Institute of Social Medicine and Health Systems Research, Otto-von-Guericke University Magdeburg, Magdeburg, Germany; 8Faculty of Health Sciences Brandenburg, Potsdam, Germany
Correspondence to: Christian Albert, M.D.
Medical Faculty, University Clinic for Cardiology and Angiology, Otto-von-Guericke University, Leipziger Straße 44, 39120 Magdeburg, Germany and Diaverum Renal Services, Germany Diaverum MVZ Am Neuen Garten, Am Neuen Garten 11, 14469 Potsdam, Germany
This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.
Acute kidney injury (AKI) is a common and serious complication in hospitalized patients, which continues to pose a clinical challenge for treating physicians. The most recent Kidney Disease Improving Global Outcomes practice guidelines for AKI have restated the importance of earliest possible detection of AKI and adjusting treatment accordingly. Since the emergence of initial studies examining the use of neutrophil gelatinase-associated lipocalin (NGAL) and cycle arrest biomarkers, tissue inhibitor metalloproteinase-2 (TIMP-2) and insulin-like growth factor-binding protein (IGFBP7), for early diagnosis of AKI, a vast number of studies have investigated the accuracy and additional clinical benefits of these biomarkers. As proposed by the Acute Dialysis Quality Initiative, new AKI diagnostic criteria should equally utilize glomerular function and tubular injury markers for AKI diagnosis. In addition to refining our capabilities in kidney risk prediction with kidney injury biomarkers, structural disorder phenotypes referred to as “preclinical-” and “subclinical AKI” have been described and are increasingly recognized. Additionally, positive biomarker test findings were found to provide prognostic information regardless of an acute decline in renal function (positive serum creatinine criteria). We summarize and discuss the recent findings focusing on two of the most promising and clinically available kidney injury biomarkers, NGAL and cell cycle arrest markers, in the context of AKI phenotypes. Finally, we draw conclusions regarding the clinical implications for kidney risk prediction.
Keywords: Acute kidney injury, AKI phenotypes, Neutrophil gelatinase-associated lipocalin, Subclinical AKI, Preclinical AKI, Kidney biomarker, Serum creatinine, Kidney risk prediction, Cell cycle arrest biomarker
Acute kidney injury (AKI) is a serious complication among hospitalized patients with an incremental, stage-dependent worsening prognosis . Common causes of AKI in industrialized countries include sepsis, complex surgical interventions, such as cardiac surgery, cardiogenic shock, and acute decompensated heart failure (AHF) . Acute complications associated with AKI, such as hyperkalemia, renal acidosis, and organ edema, are independent risk factors for patient mortality . The most recent Kidney Disease Improving Global Outcomes (KDIGO) clinical practice guidelines for AKI reemphasized the importance of earliest possible detection of AKI and adjustment of treatment accordingly [4, 5]. In clinical practice, AKI warning systems can automatically report an acute rise in serum creatinine (SCr), as defined in agreed guidelines , and when linked to KDIGO-recommended care bundles , may contribute to improved patient outcomes [6, 7]. However, such increases in SCr may be delayed by 48–72 hours in an AKI setting. Under these conditions, therapeutic care bundles may be initiated after glomerular function has already declined and potential irreversible organ damage may already be present.
Experimental and clinical studies have underlined the potential and beneficial role of kidney biomarker determination for early assessment of kidney risk. Based on advances in the pathophysiological understanding of AKI and available evidence, the 10th Consensus Conference of the Acute Dialysis Quality Initiative suggested that combining SCr-based AKI definitions with kidney injury biomarkers would provide better precision for AKI course prognostication . Challenging traditional AKI definitions, new diagnostic criteria would include both glomerular function and kidney tubular injury biomarkers equally for AKI diagnosis, while acknowledging that such biomarkers and SCr (current reference test) concentrations represent different types of kidney impairment, indicating tubular risk/stress/injury and declining filtration function, respectively [9, 10].
AKI consensus definitions are based on SCr and urinary output . SCr is universally used as a surrogate parameter of renal function and is reasonably reliable for the classification and monitoring of chronic kidney disease (CKD) under steady state creatinine generation and excretion conditions; however, it may be misleading under conditions of acute decline in glomerular filtration rate (GFR) . Moreover, in patients with reduced muscle mass, SCr may not increase adequately despite a substantial reduction in GFR . Conversely, increases in SCr may not reliably reflect the underlying pathophysiology connected to AKI cell/tissue stress/injury or for example, during so-called prerenal conditions . As SCr is a poor functional marker with limited sensitivity and specificity for accurately estimating rapid changes in GFR [13, 14], it does not indicate tubular stress or consecutive kidney structural damage. Finally, the incidence of SCr-based AKI differs depending on the consensus definition used . Despite these limitations, evaluations of kidney injury biomarker performance are still based on a comparison with SCr as a diagnostic standard.
Clinical decisions based on reduced GFR may also be greatly affected by the equation used to calculate the estimated GFR (eGFR) . Recently, alternative markers for glomerular filtration, such as cystatin C [17, 18] and proenkephalin (PENK), have been evaluated to overcome the shortcomings of SCr in AKI settings .
Cystatin C is a nonglycosylated 13 kDa cysteine protease inhibitor constitutively expressed by all nucleated cells, and this basal expression is unaffected by gender, age, race, muscle mass (unlike SCr), or diet . It is freely filtrated in the glomerulus and completely degraded by proximal tubular cells without being secreted or reabsorbed; therefore, the plasma concentration of cystatin C indirectly reflects the GFR . As a prognostic marker, cystatin C has been associated with a risk of adverse outcomes in patients following acute coronary syndrome and has shown value in predicting outcomes in patients with AHF [21, 22].
Enkephalins are endogenous opioids commonly produced by the central nervous system. They were also found in other peripheral tissues, such as the heart and kidneys . PENK is a monomeric peptide (approximately 4.5 kDa) derived from preproenkephalin A, which appears to be freely filtered through the glomerulus and therefore recently suggested as a potential alternative functional biomarker for AKI . PENK has been shown to correlate with GFR in patients with sepsis and AHF [25, 26]. Following AHF, PENK additionally provides prognostic information on both mortality and worsening of renal function . Moreover, PENK has emerged as a valuable predictive marker of septic AKI or the need for renal replacement therapy (RRT) in sepsis patients and as a complication of cardiac surgery [14, 25–28].
Detection of tissue stress or injury before the onset of SCr-based AKI may be of particular importance for early initiation of precautionary kidney care-bundles. Because of the limitations of SCr, there has been considerable interest in identifying a universal replacement-biomarker for the kidney . However, multiple factors may interact in AKI genesis . In addition to the clinical relevance of cardiosurgical interventions for the development of AKI [31, 32], the ability to determine the timing of potential kidney injury during or after cardiopulmonary bypass is of great advantage for investigating new biomarkers. Cardiac surgery-associated AKI remains an important source of patient morbidity and mortality, where hemodynamics  and the involvement of oxidative stress, hypoxia, inflammation, and metabolism of labile iron metabolites appear to be of particular relevance . Kidney tubular injury biomarkers linked to AKI pathomechanisms enable the detection of renal impairment, not previously detected by routine clinical measurements (e.g., SCr and urine output); this reflects a potential disconnect between SCr-based/glomerular and tubular renal affection.
Of the early kidney tubular damage or stress biomarkers, robust data are available on the diagnostic and prognostic accuracy of urinary neutrophil gelatinase-associated lipocalin (NGAL) [35, 36]. NGAL concentrations peak approximately six hours after tubular injury and follow a dose-response curve with respect to injury severity [37, 38]. NGAL is readily available on clinical laboratory platforms (Table 1) and, compared to other settings [14, 39, 40], appears to have discriminatory value for predicting adverse kidney-related events after cardiac surgery [41–43]. Both NGAL and hepcidin participate as regulators of tubular iron metabolism [34, 44, 45]. However, the active form of the latter, hepcidin-25, was found to be upregulated in the urine of patients who do not develop AKI after cardiac surgery [46, 47], potentially indicating a nephroprotective ability via its interaction with labile-iron compounds .
Renal epithelial cells involved in severe structural tubular injury may undergo G1 cell cycle arrest in ischemic or septic AKI settings, thus providing a potential damage repair option . The products of two G1 cell cycle arrest urinary biomarkers, tissue inhibitor metalloproteinase-2 (TIMP-2) and insulin-like growth factor-binding protein 7 (IGFBP7), have been extensively validated for risk stratification of severe AKI in multidisciplinary care settings [50, 51] and have recently been approved for kidney risk assessment by the US Food and Drug Administration  (Table 1). Providing high specificity for acute tubular stress, these markers appear to increase rapidly in urine [53, 54] and may predict moderate to severe AKI (KDIGO stage 2–3) within 12 hours after biomarker measurement .
Previous methods to evaluate AKI biomarkers were heterogenous, and thus hindered the comparison of findings, potentially limiting the adoption of these markers in clinical practice . The clinical cutoff concentrations of cell cycle arrest markers were derived by Hoste,
However, statistical indices and cutoff concentrations specific for NGAL have not been reported in a standardized fashion; in contrast to cell cycle arrest markers , the absence of NGAL cutoff concentrations with high sensitivity (intended to identify patients at high risk for AKI ) and high specificity, which would enable their adjunct application in clinical decision-making, is a major limitation in clinical research and practice. Therefore, determining such clinically applicable cutoff concentrations in patients at risk of AKI appears to be the next important step in the clinical validation of NGAL .
The performance of NGAL compared with that of SCr as a diagnostic standard for AKI has been evaluated in various settings such as pediatric or adult cardiac surgery [60, 61], patients in the emergency department [62, 63], or critically ill patients [64–66]. In these settings, however, the area under the receiver operating characteristic curve (AUC) varied significantly depending on confounding factors such as AKI definition and consideration of the urinary output criterion used to define AKI , biomarker sampling timing with respect to AKI diagnosis , sample material (such as urine or plasma), and patient population [35, 36, 68].
Such variations and the comparison of biomarkers against SCr as an imperfect gold-standard may lead to the misconception of another imperfect marker. The definition of “false positive” patients with real tubular injury who do not (yet) demonstrate increased SCr  or likewise, attributed “false negatives” without biomarker increase, but with established SCr-based AKI, may mistakenly cast doubt on the sensitivity and specificity of a biomarker . The concept of validating kidney injury biomarkers according to SCr-based AKI-definitions has therefore been legitimately challenged by recent studies [9, 10, 35, 69].
In a recent meta-analysis  including 52 prospective observational studies involving 13,040 patients, we investigated separately the predictive performance of urinary and plasma NGAL. An individual-study-data meta-analysis considering several known confounders that may influence diagnostic accuracy of NGAL for the prediction of AKI was performed, involving 26 studies with >6,650 patients and 1,520 (23%) AKI events . AKI was uniformly classified by the RIFLE-classification (Risk, Injury, Failure, Loss of kidney function; and End-stage kidney disease classification ). We found that the accuracy of NGAL for predicting severe SCr-AKI was moderate to good (AUC for plasma NGAL 0.802 [0.793–0.811]) irrespective of the meta-analytic approach or consideration of several known confounders . Diagnostic accuracy and cutoff concentrations of urine and plasma NGAL increased with increasing AKI severity ; however, the associated likelihood ratios and predictive values failed to reach the desired level of accuracy provided by myocardial troponin in patients with CKD and myocardial infarction .
Nevertheless, as highlighted by Kellum and Devarajan , even a modestly performing biomarker with an AUC <0.70  may assist in clinical decision making, simply by selecting cutoff concentrations that separate patients into groups of relative risk for AKI.
Although some studies have confirmed that NGAL and [TIMP-2]•[IGFBP7] are clinically useful biomarkers for assessing the risk of AKI or acute RRT, increasing evidence suggests a plausible disconnect between SCr-based/glomerular and tubular injury [10, 35, 69, 73, 74].
Moreover, NGAL AUC values, classification, and test performance indices (sensitivity, specificity, predictive values) for severe AKI in that meta-analysis  were similar to those previously reported for [TIMP-2]•[IGFBP7] [57, 58] (Table 2), providing potential evidence that these findings may also apply to cell cycle arrest markers. In patient cohorts used for determining and validating [TIMP-2]•[IGFBP7] cutoff values (Sapphire and Opal studies [50, 57]), Hoste,
Recently, a group of patients that do not meet the SCr-based definitions of AKI, but exhibit elevated biomarker concentrations (false-positive cases), was described , highlighting one of the four scenarios essentially differentiating changes in glomerular filtration function and intrinsic structural tubular kidney injury (Fig. 1).
Such patients were referred to as having “subclinical AKI,” emphasizing that this type of kidney injury cannot be detected by conventional consideration of SCr-based AKI definitions . Subclinical AKI may reflect a consecutive disconnect between SCr/glomerular-based and tubular renal impairment, which may occur when tubular injury and the decrease in glomerular filtration in some nephrons are compensated by preserved non-injured nephrons via a limited mechanism known as “renal functional reserve” . Preserved renal functional reserve (and renal mass) may compensate for susceptibility to injury. Even in the presence of sustained tubular stress or acute tubular injury, the damage to the kidney may remain subclinical. In contrast, the susceptibility to such injury progressively increases if renal functional reserve is eventually lost/low and even a mild exposure may become clinically manifest  (Fig. 2).
A recent pooled analysis of prospective studies found that patients with subclinical AKI (NGAL-positive/SCr-negative) were at increased risk of subsequent RRT initiation, increased ICU- and in-hospital stay, and most importantly increased mortality . Two subsequent prospective studies confirmed the concept of subclinical AKI by enrolling patients in the emergency department, both reporting on increased risk of RRT initiation or in-hospital mortality in biomarker-positive (urinary kidney injury molecule-1 [KIM-1] and urinary or plasma NGAL) patients than in biomarker-negative patients [62, 63].
A concern regarding kidney tubular injury biomarkers in patients undergoing cardiac surgery relates to the fact that they may simply represent inflammation markers rather than kidney injury itself, as they have not been adjusted to the potential degree of inflammation .
In a recent prospective study, urinary biomarkers (NGAL, midkine, and interleukin-6), but not C-reactive protein, were identified as independent predictors of AKI after cardiac surgery . We found that urinary kidney biomarkers could identify approximately 60% more cases with subclinical AKI than conventional SCr-based AKI-status alone. Additionally, the pattern regarding the outcome measures “RRT initiation,” “in-hospital mortality,” and combination thereof within patient subgroups identified by any urinary kidney injury biomarker as having subclinical AKI, was similar, regardless of which urinary biomarker was used. In a five-year follow-up of the study cohort, impaired long-term survival was found in biomarker-positive versus biomarker-negative patients independent of SCr-based AKI status . This concept was revisited by Xie,
A recent study found that 3–11% of subclinical AKI cases were identified by only one out of three kidney injury biomarkers  (NGAL, midkine, or interleukin-6 - single-biomarker positive subclinical AKI). These findings may indicate that different pathophysiological mechanisms of tubular injury may be present, and, on the other hand, patients may be in different phases of tubular injury and repair. Various data have demonstrated that septic AKI has different predominant underlying pathophysiologic processes compared with cardiac surgery-associated AKI [79, 80]. The existence of single-biomarker positive subclinical AKI needs to be verified and the prognosis of such patients needs to be investigated.
Considering the naturally delayed diagnostic capability of SCr and that AKI occurs in a continuum of sustained tubular stress to injury [8, 81] (Fig. 2), another type of kidney biomarker-positivity may be differentiated semantically, physiologically, and clinically from subclinical AKI that is defined without an imminent or subsequent AKI-defining SCr-increase (biomarker-positive/SCr-negative).
This new definition of biomarker-positivity is based on an AKI-defining SCr-increase (reference test) subsequent to biomarker-positivity (biomarker-positive/SCr-positive). Measurement of such early elevated NGAL concentrations (indicating potential structural injury) within the cutoff concentrations, meta-analyzed at 95% sensitivity and the cutoff concentration with optimal combination of sensitivity and specificity (Youden Index), may indicate a risk of subsequent functional AKI and suggest intensified kidney observation  (former diagnostic “grey-area;” Fig. 3) . We propose that such patients be considered as “preclinically” diagnosed to develop SCr-based AKI, as the biomarker concentration already surpassed a defined threshold [68, 75]. Previous prospective studies focused on patients who fulfilled SCr-based AKI definitions (true-positive for SCr/reference test) subsequent to the measurement of elevated biomarker concentrations [62, 63, 73]. However, considering the variation in renal functional reserve, non-elevated SCr at the initial biomarker measurement does not preclude GFR decline . In this scenario, we predicted that a change in SCr, defined as loss of glomerular filtration (functional AKI), may have already occurred when the biomarker was measured. Such positive biomarker test findings were found to be prognostically informative regardless of whether renal function acutely declines or not, translating into tubular injury and loss of glomerular filtration or subclinical AKI (false-positive for SCr/reference-test), respectively .
The understanding that minor increases in SCr, such as 26.5 μmol/L, may have prognostic value led to the implementation of this criterion in the KDIGO classification of AKI . In a recent meta-analysis , out of all patients, we found that SCr-based AKI included 8.0% of NGAL-negative/RIFLE-positive patients and 20.0% of NGAL-positive/RIFLE-positive patients. The former are of particular interest as these patients may develop adverse outcomes similar to NGAL-positive/RIFLE-negative (subclinical AKI) patients [62, 63, 73], but their condition is considered as a potentially transient decline in GFR without structural tubular injury (hemodynamic AKI) . However, preexisting or worsening CKD is common in patients hospitalized with AHF and is associated with a worse prognosis [85, 86]. A primary goal of the multicenter “AKI NGAL Evaluation of Symptomatic heart failure study” was to examine the ability of NGAL to predict worsening of renal function or need for RRT in patients with AHF treated with diuretics . The occurrence of adverse events increased with increasing NGAL concentrations and decreasing eGFR. Moreover, the predictive ability of NGAL improved with increasing severity of kidney injury, as previously reported . Plasma NGAL was found to be superior to urine NGAL; however, both were inferior to SCr for the prediction of worsening renal function or adverse in-hospital outcomes .
These and previous findings suggest that the pattern and extent of kidney tubular injury associated with the hemodynamic AKI phenotype may be distinctly different from those of other forms of AKI and therefore less biomarker-sensitive without NGAL increase [89, 90]. This may indicate that the implicated worsening of renal function in the hemodynamic AKI phenotype is potentially reversible depending on available circulatory adjustment capabilities and reflecting physiological volume response. However, sustained low cardiac output or severe volume depletion may eventually transform into structural kidney injury .
Although universal screening biomarkers for AKI are needed, there is not much evidence for the clinical usefulness of NGAL or [TIMP-2]•[IGFBP7] as such biomarkers [58, 92]. This is because emerging studies suggest that the discriminative performance of NGAL [35, 37] or cell cycle arrest biomarkers [57, 58] may be most effective among patients at high risk for severe AKI (stages 2 and 3), whereas application of tests for AKI among lower-risk patients yields suboptimal performance . Severe AKI cases more likely comprise both structural tubular injury and loss or significant reduction in glomerular filtration or oliguria with consecutive increase in SCr (Fig. 2). Owing to its nature and intrinsic properties, NGAL is essentially considered as a marker of structural tubular injury, but not of glomerular filtration such as SCr or excretory function (urine-output) . Multiple studies investigating either perioperative changes in proteinuria [73, 95], NGAL [73, 95, 96], or cell cycle arrest markers  have demonstrated that patients with SCr-based AKI and the highest biomarker concentrations were at the highest risk of adverse kidney events such as RRT and mortality.
However, only limited studies have investigated the long-term outcomes of combined biomarker- and SCr-based classifications. These studies found that patients with high urinary concentrations of NGAL [73, 95] or the highest concentrations of [TIMP-2]• [IGFBP7] [74, 97] and SCr-based AKI demonstrate the worst long-term prognosis compared with patients without SCr-based AKI or positive biomarker findings. Additionally, persisting post-AKI proteinuria is associated with increased risk of kidney disease progression .
Previous meta-analyses have attempted to provide biomarker accuracy and cutoff concentrations that may indicate substantial kidney injury subsequently necessitating RRT [36, 99]; however, these were limited by clinical practice variability regarding the timing of RRT initiation . These reports indicate that, in general, RRT cutoff concentrations seem to be higher than those for AKI [36, 99]; however, clinically applicable concentrations (e.g., for NGAL) have yet to be reported, representing an important knowledge gap.
Creatinine-independent risk prediction, including hard clinical outcomes, such as RRT, may be possible using urine and plasma NGAL . Considering the variation of practice regarding RRT initiation and the heterogeneity of the evaluated studies, we suggest that a cutoff range between the optimal combination of sensitivity and specificity (Youden index) up to 95% specificity may indicate a potential need for RRT. The latter cutoff concentration was identified at approximately >550 ng/mL for both urine and plasma NGAL .
A recent study also demonstrated that PENK levels were associated with adverse events, such as RRT requirement, and short-term mortality in patients with sepsis and septic shock .
To investigate the added diagnostic benefit of tubular injury biomarker implementation in clinical practice, the ability of these biomarkers to complement established clinical risk prediction models for postoperative adverse kidney events was assessed. Such methodologies may reveal the advantages and disadvantages of new biomarkers in risk prediction for patients with and without the event of interest . However, a candidate biomarker should be able to improve an established clinical reference model to be of diagnostic or prognostic benefit . Previous studies have shown that the predictive ability of a risk prediction model may improve following the addition of candidate biomarkers, such as NGAL and interleukin-6 , hepcidin-25 [79, 104], or [TIMP-2]•[IGFBP7] [58, 105]. The combination of kidney injury biomarkers and hepcidin-25, previously described as a biomarker with renal protective ability [47, 65], was able to further improve diagnostic discrimination . The latter is of particular interest ; higher plasma catalytic iron concentrations were shown to be associated with a significantly greater risk of mortality, as were lower hepcidin concentrations in patients with severe AKI stages requiring RRT .
Biomarker-improved risk assessment and derived prognostic value may complement automated electronic alert systems, requiring physicians on service to reassess patient status and initiate therapeutic care bundles where appropriate [107, 108].
However, evidence of the benefits of biomarker-guided risk assessment for AKI and RRT in routine clinical decision making is limited [109, 110]. A recent prospective observational study found that risk prediction for major adverse kidney events or AKI using clinical parameters and information of early NGAL test findings was superior to conventional clinical risk assessment after open heart surgery . The improvements associated with NGAL reporting and assessment are mostly based on improvements in the identification of patients that did not develop adverse events. In a study cohort of 276 patients undergoing cardiac surgery, Meersch,
Specific application of novel functional markers has also emerged. In CKD, estimation of GFR based on cystatin C may be favorable for specific populations  to overcome the shortcomings of SCr . However, the ability of eGFR equations based on either cystatin C or SCr to correctly reflect CKD stages or GFR changes in AKI may vary considerably [14, 115] and assessment of cystatin C does not provide additional value for the diagnosis of AKI compared with SCr and the eGFR calculation .
In line with the suggested uncoupling between kidney injury and loss of renal function, an increase in PENK is well correlated with loss of GFR under septic conditions , but may not reflect structural tubular injury [118, 119]. However, such increase in plasma PENK might not be affected by the inflammatory response, as PENK concentrations in septic patients without AKI are reported within the normal range and therefore might be more specific for the assessment of septic kidney dysfunction .
It has become apparent that using clinical adjudication in conjunction with routine laboratory parameters may be insufficient under complex acute conditions such as AKI. Novel functional and tubular biomarkers may supplement the diagnostic and prognostic value of SCr by providing additional pathophysiological information. Such previously disregarded information may be needed to improve risk-prediction and clinical decision making. Therefore, perioperative measurement of NGAL or [TIMP-2]•[IGFBP7] has been recently proposed for patients at high risk of cardiac surgery-associated AKI . Compared with SCr, these markers could provide additional value by facilitating earlier identification of patients at risk. The optimum temporal window for urinary and plasma NGAL is approximately 6–24 hours post emergency department presentation . In a recent systematic review, the estimated mean time from NGAL sampling to diagnosis of AKI was 51 hours (SD 28 hours) .
A prime example of biomarker-guided risk assessment is how cardiologists validate patients with chest-pain using a plethora of diagnostic tools, such as X-ray, tomography, and blood pressure monitoring, as well as brain-natriuretic peptide and myocardial troponin, which are markers used in rule-in/rule out algorithms . Not surprisingly, lactate dehydrogenase has been abandoned as the gold-standard for validating troponin iterations for the diagnosis of myocardial infarction. However, despite its value in diagnosing AHF , studies investigating brain-natriuretic peptide as an objective parameter of AHF severity and more appropriate therapy titration have failed to improve patient clinical outcomes .
Does this mean that myocardial troponin is the only remaining successful and clinically applicable biomarker? Unlike cardiologists that use myocardial troponin as a surrogate for myocardial infarction, nephrologists should not consider current kidney tubular injury biomarkers as substitutes for measuring SCr and urine-output (both of which constitute poor reference standards), but rather understand their autonomous utility for predicting patient prognosis and detection of structural kidney injury. Nephrologists and non-nephrologists should acknowledge the limitations of not only SCr but also kidney injury biomarkers [10, 73, 124], interpret their test findings in conjunction with other clinical and diagnostic findings, and pursue appropriate management strategies . The importance of early diagnosis and implication of measurements for preventing or reducing the extent of AKI is emphasized by the fact that both structural AKI and functional AKI are equally associated with the development of CKD and its associated comorbidities [73, 96]. Future studies should therefore focus on “how” rather than “whether” to use kidney injury biomarkers.
An ideal kidney biomarker should be non-invasive, measurable with a short turn-around time in urine or blood samples at early stages of injury, and highly specific for the affected tissue type . It should have a close pathophysiological association with the type of injury (e.g., inflammatory, ischemic) and indicate the amount of damage–ideally following a dose-effect relationship; finally, it should indicate prognosis . The perfect kidney biomarker should be independent of current AKI-definitions based on SCr, which by itself is a surrogate marker of renal function .
In contrast to myocardial troponin, which is released only by impaired myocardial muscle cells, none of the reported kidney biomarkers are entirely specific for AKI. Kidney injury biomarkers and SCr potentially cross-react with inflammatory response and therefore may have limited value in predicting AKI under systemic conditions such as sepsis . Different biomarkers will reach peak concentrations at different time-points after the initial insult; therefore, interpretation of the findings remains challenging in clinical practice . Nonetheless, we have already come a long way of biomarkers from being measured exclusively and with complex enzyme-linked immunosorbent assays, to measurement using bedside kits with turnaround times of approximately 30 minutes (Table 1).
Future studies should therefore focus on injury mechanisms to broaden the knowledge of AKI phenotypes based on their pathophysiology. Refining the understanding of the underlying biological sequence from kidney stress to subsequent subclinical or clinical AKI will potentially open possibilities for therapeutic interventions, applications, or withholding medication and improving patient outcomes.
The recently proposed NGAL cutoff concentrations need formal validation in endpoint studies, especially the delineation of diagnostic “grey zones” of tubular stress for the detection and diagnosis of subclinical AKI . The development of potential biomarker-guided rule-in and rule-out risk assessment strategies and the application of protocolized biomarker measurements in high-risk groups may eventually improve early clinical risk stratification and the identification of adverse kidney related events [82, 109].
Ultimately acknowledging the limitations of SCr will essentially pave way for additional detection and stratification of AKI phenotypes, which are of particular prognostic importance. Novel data confirm the necessity of bivalent risk assessment of kidney-related outcomes by equally considering biomarkers and SCr, which should be considered when revising the concept and definition of AKI. Simultaneously, cutoff concentrations are now available for NGAL and cell cycle arrest biomarkers, complementing clinical resources to provide the best possible care for patients at risk.
Entities within the AKI spectrum. AKI phenotypes derived from a 2×2 table of four scenarios essentially differentiating changes in glomerular filtration function and structural tubular kidney injury.
Abbreviations: AKI, acute kidney injury; BM, biomarker; SCr, serum creatinine; RFR, renal functional reserve.
Revised conceptual model for AKI. White and light grey circles represent antecedents of AKI, i.e. patients at risk with suspected sepsis or those undergoing cardiac surgery. Acute kidney stress is defined as the preinjury phase that may transition into AKI. Sustained kidney stress will mitigate renal functional reserve and eventually transition into any variation of structural and functional kidney impairment (BM+/SCr-, BM-/SCr+, BM+/SCr+, and AKI-RRT). Structural kidney injury is indicated by a positive BM (+) finding. Arrows between the circles show potential transitions between AKI stages. AKI requiring RRT or patient death are associated adverse outcomes. Grey variations of the circles for kidney risk, kidney stress, and structural or functional kidney injury reflect increasing risk of adverse events [75, 93].
Abbreviations: AKI, acute kidney injury; SCr, serum creatinine; GFR, glomerular filtration rate; RFR, renal functional reserve; RRT, renal replacement therapy; BM, biomarker.
Low risk for event Risk for event (observation zone), potential “kidney-stress”, “preclinical” or “subclinical” AKI Severe risk for event Critical risk for event
Risk assessment chart for severe AKI. Consideration of NGAL cutoff concentrations provides the possibility of delineating a diagnostic “grey-zone” in clinical kidney risk assessment into an “Observational Zone” with the risk of kidney stress and preclinical or subclinical AKI. Severe AKI defined as RIFLE AKI stage injury or failure. Derived from data reported in .
Abbreviations: AKI, acute kidney injury; NGAL, neutrophil gelatinase-associated lipocalin; RIFLE, risk injury, failure, loss of kidney function, end-stage renal disease classification .
NGAL and [TIMP-2]•[IGFBP7] cutoff concentrations and predictive indices for severe AKI